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BSA/AML Compliance Checklists
- Recent Changes in U.S. AML Legislation – Key updates from AMLA 2020, including the Beneficial Ownership Registry, expanded whistleblower protections, and increased penalties.
- Significant Enforcement Actions – Case studies of major AML enforcement actions, common compliance failures, and lessons learned.
- Investigative Techniques in AML Compliance – Transaction monitoring, customer due diligence (CDD) and enhanced due diligence (EDD), open-source intelligence (OSINT), and regulatory collaboration.
- Red Flags in AML Compliance – Identifying suspicious transaction patterns, high-risk customer behaviors, and corporate structures indicative of money laundering.
- Best Practices for AML Compliance – Strengthening internal controls, implementing advanced monitoring systems, and ensuring employee training and awareness.
Overview of the webinar
This training provides a comprehensive overview of BSA/AML regulations, recent legislative updates, enforcement actions, and best practices. Participants will learn how to identify red flags, apply investigative techniques, and strengthen AML compliance programs to mitigate financial crime risks.
Who should attend?
- Office Managers
- HR Professionals
- Bookkeepers
- Accountants
- Business Owners
- CPAs
- EAs
- AFSPs
- Tax Professionals
Why should you attend?
This training covers key aspects of Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) compliance, equipping participants with the knowledge needed to detect and prevent financial crimes. It explores recent regulatory changes, including AMLA 2020, the Beneficial Ownership Registry, and expanded whistleblower protections. Through real-world case studies, attendees will gain insights into significant enforcement actions and common compliance failures. The session also delves into investigative techniques such as transaction monitoring, customer due diligence (CDD), and open-source intelligence (OSINT). Participants will learn to identify suspicious activity, recognize high-risk behaviors, and implement best practices to enhance their institution’s AML framework.
Faculty - Mr.Justin Muscolino
Justin brings over 20 years of wide-arranging experience in compliance, training and regulations. Most recently, he served as Head of Compliance Training at Bank of China where he led the compliance training function and created and monitored the annual training plan through a thorough training needs analysis. Previously he served as Macquarie Group’s Head of Americas Compliance Training and JPMorgan Chase’s Compliance Training Manager.Justin also worked for FINRA, a US regulator, where he created Examiner University to train examiners on how to perform their function.